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Archives

Author Archive for: "Jonathon Bray"
 COLP Insider – The SRA Compliance Newsletter 10 June 2022
0
By Jonathon Bray
In
Posted 10th June 2022

COLP Insider – The SRA Compliance Newsletter 10 June 2022

Essential Know How: Legal Professional Privilege Vs Regulatory Investigations In advance of our upcoming webinar (Legal Professional Privilege – what you need to know – register for free on [...]

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 Is it time to update your law firm Compliance Plan? [FREE TEMPLATE]
0
By Jonathon Bray
In Industry Insights
Posted 10th June 2022

Is it time to update your law firm Compliance Plan? [FREE TEMPLATE]

Lexcel Consultant Samantha Bray goes into depth on law firm compliance plans. When was your law firm compliance plan last updated? 2011 was a shock to the system for solicitors. Remember when the [...]

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 Essential know how: Legal Professional Privilege vs Regulatory Investigations
2
By Jonathon Bray
In Industry Insights
Posted 10th June 2022

Essential know how: Legal Professional Privilege vs Regulatory Investigations

In advance of our upcoming webinar (Legal Professional Privilege – what you need to know – register for free on Lexology here), Jeremy Phillips QC and Mark O’Brien [...]

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 COLP Insider – The SRA Compliance Newsletter 27 May 2022
0
By Jonathon Bray
In
Posted 27th May 2022

COLP Insider – The SRA Compliance Newsletter 27 May 2022

SRA AML questionnaire – are you ready to answer these 13 questions? Law firms subject to the Money Laundering Regulations will shortly be required to submit an SRA AML questionnaire. The [...]

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 SRA AML questionnaire – are you ready to answer these 13 questions?
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

SRA AML questionnaire – are you ready to answer these 13 questions?

Law firms subject to the Money Laundering Regulations will shortly be required to submit an SRA AML questionnaire. The COLP will receive a link to complete the questionnaire in June, with a [...]

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 Do your staff know where to get support?
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

Do your staff know where to get support?

With mental health and wellbeing at the top of the regulatory agenda, law firm leaders should make sure their colleagues know where to get help when it is needed. Our profession is fortunate to [...]

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 Chinese underground banking – a compliance risk hiding in plain sight
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

Chinese underground banking – a compliance risk hiding in plain sight

The Law Society recently held a webinar on Chinese Underground Banking. Speakers included representatives from the National Economic Crime Centre, the NCA, the Law Society of Scotland and the [...]

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 What the SRA intends to tackle with its wellbeing consultation
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

What the SRA intends to tackle with its wellbeing consultation

In December’s webinar, we predicted the top compliance topics of 2022. Wellbeing and culture made it into the Top 10. This is a big topic for the SRA. They are consulting on new rules on [...]

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 COLP Insider – The SRA Compliance Newsletter 13 May 2022
0
By Jonathon Bray
In
Posted 13th May 2022

COLP Insider – The SRA Compliance Newsletter 13 May 2022

Culture club: How one forward-thinking law firm tackles workplace wellbeing We spoke to Forever Legal’s Head of Recruitment to get her views on the SRA’s new focus on workplace [...]

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 Culture club: how one forward-thinking law firm tackles workplace wellbeing
0
By Jonathon Bray
In Industry Insights
Posted 13th May 2022

Culture club: how one forward-thinking law firm tackles workplace wellbeing

The wellbeing of people working in law firms is firmly under the spotlight.  Following a string of high profile incidents and cases that call into question the culture of some law firms, the [...]

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