• COLP Help
  • ABS Applications
  • Audits and Other Services
    • Audits
      • Independent Regulation 21 AML Audits for Law Firms
    • SRA Compliance Support Subscription
    • Courses
      • COLP and COFA training courses
      • Legal Ethics for Non-Lawyers
      • Managing Law Firm Risks
      • New Solicitors Accounts Rules 2019 – Understanding the changes
      • Professional Undertakings
      • Business Continuity Planning
      • An Introduction to Conduct in Legal Office
      • Dealing with Client Complaints
      • The New SRA Standards and Regulations
      • Price Transparency and Costs Information
    • Virtual Litigation Department
    • Escrow accounts
    • Third Party Managed Account
    • Insurance
  • Info and Insights
    • Latest Insights
    • Newsletters
    • About Us
    • Our Team
  • Contact
  • COLP Help
  • ABS Applications
  • Audits and Other Services
    • Audits
      • Independent Regulation 21 AML Audits for Law Firms
    • SRA Compliance Support Subscription
    • Courses
      • COLP and COFA training courses
      • Legal Ethics for Non-Lawyers
      • Managing Law Firm Risks
      • New Solicitors Accounts Rules 2019 – Understanding the changes
      • Professional Undertakings
      • Business Continuity Planning
      • An Introduction to Conduct in Legal Office
      • Dealing with Client Complaints
      • The New SRA Standards and Regulations
      • Price Transparency and Costs Information
    • Virtual Litigation Department
    • Escrow accounts
    • Third Party Managed Account
    • Insurance
  • Info and Insights
    • Latest Insights
    • Newsletters
    • About Us
    • Our Team
  • Contact

Archives

Author Archive for: "Jonathon Bray"
 COLP Insider – The SRA Compliance Newsletter 24 June 2022
0
By Jonathon Bray
In
Posted 24th June 2022

COLP Insider – The SRA Compliance Newsletter 24 June 2022

SRA annual corporate reporting gives key insight into regulator’s activity   Legal Professional Privilege: Reporting AML suspicions is “not black and white”   AML: [...]

READ MORE
 Legal Professional Privilege: Reporting AML suspicions is “not black and white”
0
By Jonathon Bray
In Industry Insights
Posted 24th June 2022

Legal Professional Privilege: Reporting AML suspicions is “not black and white”

Solicitors need to be careful not to breach legal professional privilege (LPP) when making disclosures under money laundering rules. That was the conclusion reached in a recent panel discussion [...]

READ MORE
 SRA annual corporate reporting gives key insight into regulator’s activity
0
By Jonathon Bray
In Industry Insights
Posted 24th June 2022

SRA annual corporate reporting gives key insight into regulator’s activity

This week the SRA published a snapshot of the profession and the regulator’s activities. The annual corporate reporting exercise – if nothing else – is an opportunity to find [...]

READ MORE
 COLP Insider – The SRA Compliance Newsletter 10 June 2022
0
By Jonathon Bray
In
Posted 10th June 2022

COLP Insider – The SRA Compliance Newsletter 10 June 2022

Essential Know How: Legal Professional Privilege Vs Regulatory Investigations In advance of our upcoming webinar (Legal Professional Privilege – what you need to know – register for free on [...]

READ MORE
 Is it time to update your law firm Compliance Plan? [FREE TEMPLATE]
0
By Jonathon Bray
In Industry Insights
Posted 10th June 2022

Is it time to update your law firm Compliance Plan? [FREE TEMPLATE]

Lexcel Consultant Samantha Bray goes into depth on law firm compliance plans. When was your law firm compliance plan last updated? 2011 was a shock to the system for solicitors. Remember when the [...]

READ MORE
 Essential know how: Legal Professional Privilege vs Regulatory Investigations
1
By Jonathon Bray
In Industry Insights
Posted 10th June 2022

Essential know how: Legal Professional Privilege vs Regulatory Investigations

In advance of our upcoming webinar (Legal Professional Privilege – what you need to know – register for free on Lexology here), Jeremy Phillips QC and Mark O’Brien [...]

READ MORE
 COLP Insider – The SRA Compliance Newsletter 27 May 2022
0
By Jonathon Bray
In
Posted 27th May 2022

COLP Insider – The SRA Compliance Newsletter 27 May 2022

SRA AML questionnaire – are you ready to answer these 13 questions? Law firms subject to the Money Laundering Regulations will shortly be required to submit an SRA AML questionnaire. The [...]

READ MORE
 SRA AML questionnaire – are you ready to answer these 13 questions?
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

SRA AML questionnaire – are you ready to answer these 13 questions?

Law firms subject to the Money Laundering Regulations will shortly be required to submit an SRA AML questionnaire. The COLP will receive a link to complete the questionnaire in June, with a [...]

READ MORE
 Do your staff know where to get support?
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

Do your staff know where to get support?

With mental health and wellbeing at the top of the regulatory agenda, law firm leaders should make sure their colleagues know where to get help when it is needed. Our profession is fortunate to [...]

READ MORE
 Chinese underground banking – a compliance risk hiding in plain sight
0
By Jonathon Bray
In Industry Insights
Posted 27th May 2022

Chinese underground banking – a compliance risk hiding in plain sight

The Law Society recently held a webinar on Chinese Underground Banking. Speakers included representatives from the National Economic Crime Centre, the NCA, the Law Society of Scotland and the [...]

READ MORE
1 2 3 4 5 6 7 8 9 ...
page 1 of 42


Tel UK: 02920 660160
International: +44 2920 660160
Email: info@jonathonbray.com
Our Services
  • Who Do We Help?
  • COLP Help – Outsourced Compliance Tasks
News & Insight
  • COLP Insider
  • Our Insights
  • COLP & COFA News
Terms Of Use | Cookie Policy | Privacy Notice © Jonathon Bray Limited (07799826). All rights reserved. Registered Office: Sophia House, 28 Cathedral Road, Cardiff CF11 9LJ Jonathon Bray Limited is an Introducer Appointed Representative of Ntegrity Insurance Solutions Ltd for Professional Insurances. Ntegrity Insurance Solutions Ltd is Authorised & Regulated by the Financial Conduct Authority to conduct General Insurance Business. Their registration number is 467019, which can be checked on the Financial Services Register at https://register.fca.org.uk

Start typing and press Enter to search

Get your FREE COLP Insider email delivered fortnightly

We’ll never share your email address and you can opt out at any time, we promise

 

Your full name
Your email address

I do not want to subscribe