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Archives

Author Archive for: "Jonathon Bray"
 ✅ COLP Insider – The SRA Compliance Newsletter 24 November 2023
0
By Jonathon Bray
In
Posted 24th November 2023

✅ COLP Insider – The SRA Compliance Newsletter 24 November 2023

Understanding Lexcel Accreditation: An Introduction for Law Firms Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? [...]

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 Insurance distribution: A summary of the rules for law firms
0
By Jonathon Bray
In Industry Insights
Posted 24th November 2023

Insurance distribution: A summary of the rules for law firms

Insurance distribution is a regulated financial service. Solicitors involved in insurance distribution activities need to adhere to specific rules and regulations set by the SRA and FCA. What is [...]

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 Understanding Lexcel Accreditation: An Introduction for Law Firms
0
By Jonathon Bray
In Industry Insights
Posted 24th November 2023

Understanding Lexcel Accreditation: An Introduction for Law Firms

Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? Join us as we delve into the world of Lexcel with insights from John [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 10 November 2023
0
By Jonathon Bray
In
Posted 10th November 2023

✅ COLP Insider – The SRA Compliance Newsletter 10 November 2023

Addressing Sexual Misconduct: Lessons for law firms from the Bretherton case The legal sector was recently shaken by the case of Oliver Bretherton, a former legal director at an international law [...]

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 Why File Handlers Must Spearhead AML Risk Assessment in Law Firms
0
By Jonathon Bray
In Industry Insights
Posted 10th November 2023

Why File Handlers Must Spearhead AML Risk Assessment in Law Firms

In the intricate world of Anti-Money Laundering (AML) compliance, the stakes are high and the responsibilities vast.  Some law firms rely on central ‘onboarding’ teams to undertake [...]

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 Addressing Sexual Misconduct: Lessons for Law Firms from the Bretherton Case
0
By Jonathon Bray
In Industry Insights
Posted 10th November 2023

Addressing Sexual Misconduct: Lessons for Law Firms from the Bretherton Case

The legal sector was recently shaken by the case of Oliver Bretherton, a former legal director at an international law firm, who was struck off by the Solicitors Disciplinary Tribunal (SDT) for [...]

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 Verses of Vigilance: A silly poem about anti-money laundering compliance
1
By Jonathon Bray
In Industry Insights
Posted 10th November 2023

Verses of Vigilance: A silly poem about anti-money laundering compliance

In law’s firm grasp where trust is a must, Compliance not just advice, but a binding thrust. Regulated firms in England and Wales, Heed the SRA’s stern warning tales. Money [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 27 October 2023
0
By Jonathon Bray
In
Posted 27th October 2023

✅ COLP Insider – The SRA Compliance Newsletter 27 October 2023

Change Of Tone – SRA Issues Warnings To Solicitors At Its Annual COLP COFA Conference Solicitors beware. There was a sinister and unexpected change in the SRA’s tone towards law firm compliance [...]

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 Change of tone – SRA issues warnings to solicitors at its annual COLP COFA Conference
0
By Jonathon Bray
In Industry Insights
Posted 27th October 2023

Change of tone – SRA issues warnings to solicitors at its annual COLP COFA Conference

Solicitors beware. There was a sinister and unexpected change in the SRA’s tone towards law firm compliance at the annual COLP COFA conference, held on 18 October 2023.  As 800 practitioners [...]

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 COLP Insider – The SRA Compliance Newsletter 13 October 2023
0
By Jonathon Bray
In
Posted 13th October 2023

COLP Insider – The SRA Compliance Newsletter 13 October 2023

Hot topics: How to avoid unnecessary SRA fines and reputation damage You may have noticed that the regulator has been busy flexing its new fining powers recently. The SRA can slap fines of up to [...]

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