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Archives

Author Archive for: "Jonathon Bray"
 COLP Insider – The SRA Compliance Newsletter 26 March 2021
0
By Jonathon Bray
In
Posted 26th March 2021

COLP Insider – The SRA Compliance Newsletter 26 March 2021

Read our essential guide to the Legal Sector Affinity Group (LSAG) Guidance document Have you read the 200+ pages of updated AML guidance issued by the LSAG in January? This is the document that [...]

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 What to do when your law firm’s email is hacked [10 steps]
1
By Jonathon Bray
In Industry Insights
Posted 26th March 2021

What to do when your law firm’s email is hacked [10 steps]

Cybercrime occurs on an industrial scale. Law firms are attractive targets to hackers because of the amount of money that flows through our client accounts and the volume of transactions. For all [...]

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 The Legal Sector Affinity Group (LSAG) Guidance 2021 – What solicitors need to know [Long read]
0
By Jonathon Bray
In Industry Insights
Posted 24th March 2021

The Legal Sector Affinity Group (LSAG) Guidance 2021 – What solicitors need to know [Long read]

This is a transcript of a webinar presented on 17th March 2021 for Jonathon Bray clients. We provide monthly training sessions like this for all retainer clients. Introduction The Proceeds of [...]

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 COLP Insider – The SRA Compliance Newsletter 12 March 2021
0
By Jonathon Bray
In
Posted 12th March 2021

COLP Insider – The SRA Compliance Newsletter 12 March 2021

When Is A Breach Of The SRA Rules “Serious” And Reportable? Every firm will have a minor SRA breach every now and then, be it correspondence sent to the wrong address, payments allocated to the [...]

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 SRA ‘Tax Adviser’ Checklist – Use this to see if your law firm’s practice areas are caught [AML]
0
By Jonathon Bray
In Industry Insights
Posted 12th March 2021

SRA ‘Tax Adviser’ Checklist – Use this to see if your law firm’s practice areas are caught [AML]

What’s the SRA ‘tax adviser’ issue? As we previously highlighted (see When is tax advice not tax advice? The implications for solicitors are no joke), it is critically important [...]

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 What should be in your AML Firm-wide Risk Assessment? [Checklist]
0
By Jonathon Bray
In Industry Insights
Posted 11th March 2021

What should be in your AML Firm-wide Risk Assessment? [Checklist]

Regulation 18 of the Money Laundering Regulations 2017 requires all law firms (subject to the Regulations) to have in place an AML firm-wide risk assessment. The draft LSAG AML Guidance for the [...]

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 When is a breach of the SRA rules “serious” and reportable? [Template decision matrix]
2
By Jonathon Bray
In Industry Insights
Posted 3rd March 2021

When is a breach of the SRA rules “serious” and reportable? [Template decision matrix]

This post was originally written in 2017 and has been updated in light of the newer SRA Standards and Regulations and guidance.  Every firm will have a minor SRA breach every now and then, be it [...]

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 COLP Insider – The SRA Compliance Newsletter 26 February 2021
0
By Jonathon Bray
In
Posted 26th February 2021

COLP Insider – The SRA Compliance Newsletter 26 February 2021

Compliance issues for solicitors to look out for in 2021 We were thrilled to be asked to write a compliance blog by our friends at The Cashroom. The six burning issues for 2021 are: Covid and [...]

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 When is tax advice not tax advice? The implications for solicitors are no joke
0
By Jonathon Bray
In Industry Insights
Posted 26th February 2021

When is tax advice not tax advice? The implications for solicitors are no joke

Most solicitors specifically exclude tax advice in their retainers, unless they have a dedicated tax department. This does not mean that they are shielded from the Money Laundering Regulations. [...]

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 COLP Insider – The SRA Compliance Newsletter 12 February 2021
0
By Jonathon Bray
In
Posted 12th February 2021

COLP Insider – The SRA Compliance Newsletter 12 February 2021

10 things you must do as COLP [2021 update] This was a fun little project! We went through some of our posts from 2012 (ah, simpler times…), when the COLP and COFA roles were just being [...]

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