SRA Compliance Support Subscription
Save time & money, get access to experts and demonstrate commitment to compliance
Curing your compliance headaches
Do you have any questions? Call 02920 660160 or enter your details below and we’ll call you back during office hours.
“I just don’t have the time!”
No need to reinvent the wheel or spend hours on the SRA website – we’ve already done that for you.
We will provide you all the compliance tools needed, so you can concentrate on what you do best.
“Have we missed something?”
Get peace of mind with access to up to date tools and expert support and auditing.
Our team has advised hundreds of firms over the years, so you can be sure that you will always get best practice advice.
“My COLP needs some support”
Being a COLP can be a heavy burden – show your team and regulator your commitment to compliance.
“I’m not sure what to do”
Expert support is there when you need it. Reach out at any time for a practical answer to your compliance conundrums and guide you towards the right solution.
Choose a package that works for you
Bronze
£100/mo
- Access the most up to date risk and compliance templates
- Access a library of e-learning and webinars
- Monthly compliance newsletter (updates, FAQs)
- Quarterly Ask Us Anything webinars / training
- Discounted partner services
- No minimum term
Silver
£495/mo
- Compliance helpdesk: email and telephone support from a member of the team
- Annual gap analysis including audit of website, client retainer documents and compliance training history
- Access the most up to date risk and compliance templates
- Enrol, track and chase completion of compliance e-learning
- Monthly compliance newsletter (updates, FAQs)
- Quarterly Ask Us Anything webinars / training
- Discounted partner services
- 6 month minimum term
Gold
£POA/mo
- Also known as COLP-Help
- Dedicated SRA compliance consultant for your firm
- Immediate gap analysis including audit of procedures, website, client care letter and terms and risk and compliance training history
- Drafting of policies and procedures
- Responding to staff queries
- Leading regular compliance meetings and updates
- File reviews
- Rule breach and SRA reporting assessment service
- SRA applications for partner changes, new COLP or COFA etc
- One-on-one COLP training and coaching
- Access the most up to date risk and compliance templates
- Enrol, track and chase compliance e-learning
- Monthly compliance newsletter (updates, FAQs)
- Quarterly Ask Us Anything webinars / training
Bronze Package
Get the toolbox and go DIY
- Save hours drafting key compliance documents with access to our most up to date templates on an ongoing basis including SRA compliance plans, complaints policies, equality and diversity policies, AML risk assessment, SRA price transparency templates, and much more
- Access e-learning on the COLP COFA duties, anti-money laundering, GDPR, cyber security, conflicts of interest, confidentiality, a support staff session and more (for enrolling, tracking and reporting on e-learning, see the Silver package)
- Keep up to date with our compliance updates and webinars
Silver Package
Let’s collaborate on compliance
- Use our templates to save hours of time
- Speak to a member of our team for guidance when you have a question
- Annual gap analyses on your policies and procedures, terms, website and training records from experts and get feedback on your approach, using our templates to fill gaps
- Enrol your staff on any of our e-learning courses including Standards and Regulations training, anti-money laundering, GDPR, cyber security, conflicts of interest, confidentiality, a support staff session and more
Gold Package
Handover and get back to the day job
- ‘Always on’ outsourced compliance team at a fraction of the cost of hiring – including a dedicated team member. There to answer all of your SRA compliance queries
- We will immediately get to work on auditing your procedures, website, terms and more
- Let us pick up the work in filling in gaps, enrolling staff on training and drafting or updating risk and compliance procedures;
- Regular compliance meetings to keep you up to date
- Let us draft SRA applications for you if the firm is changing its status or SRA forms are needed for partner or COLP or COFA changes;
- One-on-one support and coaching for your COLP.
Get in touch with our expert team
FAQs
Do you have any questions regarding your SRA Compliance Subscription, or are you considering signing up?
We have answered some of your most frequently asked questions. Do you have a question for us that isn’t featured? Feel free to reach out to our team using the form above, or reach out to us directly via info@jonathonbray.com. We are always happy to help.
Can I switch between packages?
Absolutely. We want this to be a risk-free investment for you. If you want to increase the level of support, just let us know and we will action that straight away. If you need to dial down support from a higher tier, that’s fine too. We will just port across any remaining minimum term at the lower price point.
Am I tied into a long contract?
We never want to make you feel like this is an excessively long commitment. Yes, we want you as a customer for the long term but we do that by continuing to provide outstanding value. There is no minimum term on the Bronze package, unless you have downgraded your account from a higher tier with an outstanding minimum term. For the silver and gold tiers, any minimum term will be as short as possible. For the Silver tier, that is 6 months. For the Gold tier, we look at it on a case by case basis.