SRA money laundering audit – are you ready?
The thought of an SRA money laundering audit may fill you with dread. But the regulators are getting more proactive about their role as AML supervisor. Many firms have had the pleasure of [...]
Reliance: Can you use Client Due Diligence conducted by third parties? [Money Laundering Regulations]
Short answer: Yes, there is a mechanism for ‘reliance’ in Regulation 39 of the Money Laundering Regulations 2017. There are, however, certain preconditions, risks and practical considerations. It [...]
Tell Ten colleagues about LawCare’s free support services for World Mental Health Day 2022
By Samantha Bray October 10th marks World Mental Health Day 2022. The theme for this year (as set by the World Federation for Mental Health) is “Make mental health and wellbeing for all a global [...]
11 things you might have missed whilst sitting on a beach this summer [SRA compliance]
So you’re back in the office and still dreaming of clear oceans, sunsets and the warm summer breeze? I feel your pain, so let’s not draw this out with a long introduction. Here is a brief [...]
