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Archives

Monthly Archive for: "January, 2023"
 Another fine mess: £20k SRA fine for systemic AML breaches
0
By Jonathon Bray
In Industry Insights
Posted 20th January 2023

Another fine mess: £20k SRA fine for systemic AML breaches

Not long ago, our fortnightly newsletter (COLP Insider) reported the occasional low level fine for firms incurring the ire of the SRA for AML failures. £600 for a lack of risk assessment here, [...]

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 Data protection: GDPR turns 5!
1
By Jonathon Bray
In Industry Insights
Posted 20th January 2023

Data protection: GDPR turns 5!

It’s been a rollercoaster first 5 years for GDPR, says Rachael Eyre. Regulation (EU) 2016/679, more commonly known as the General Data Protection Regulation (GDPR) received its final approval by [...]

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 Data protection: Are solicitors supposed to check a caller’s identity?
0
By Jonathon Bray
In Industry Insights
Posted 20th January 2023

Data protection: Are solicitors supposed to check a caller’s identity?

Rachael Eyre, certified data protection practitioner, looks at law firms’ duties to establish a client’s identity when they call the office. We are all familiar with the routine. [...]

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 Top 10 SRA compliance topics of 2022…and what’s on the horizon in 2023
0
By Jonathon Bray
In Industry Insights
Posted 6th January 2023

Top 10 SRA compliance topics of 2022…and what’s on the horizon in 2023

December’s webinar (recording link sent to our COLP Insider newsletter subscribers) was a roundup of the top 10 SRA compliance topics of 2022, with some 2023 predictions thrown in for good [...]

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