Industry Insights

The Compliance Officer for Legal Practice (COLP) plays a crucial role in ensuring that their firm complies with the rules set by the Solicitors Regulation Authority (SRA) and other regulations [...]

The recent case of solicitor Jane Thirza Moir (JTM) serves as a timely reminder of the importance of staying up to date with regulatory changes. Although it only resulted in a relatively small [...]

As the season of giving and reflection approaches, we can draw inspiration from the timeless Christmas tales of Charles Dickens to explore the importance of adherence to Rule 8 of the SRA [...]

The Solicitors Disciplinary Tribunal (SDT) recently heard the case of Ian Patrick Charles Clay, which contains important lessons about the effect of overwork on ethical decision-making. Facts and [...]

With the festive season upon us, bringing with it a spirit of joy and celebration, what better time for COLPs to receive an email from the SRA about that less-than-cheery modern phenomenon: [...]

Ashfords LLP, a prominent regional law firm, was recently fined over £100,000 by the Solicitors Regulation Authority (SRA) due to failures in complying with anti-money laundering (AML) [...]

Complaints management is unfortunately a critical aspect of legal practice. Solicitors and law firms must navigate complaints with skill and care. It is an area that the SRA takes seriously, so [...]

Insurance distribution is a regulated financial service. Solicitors involved in insurance distribution activities need to adhere to specific rules and regulations set by the SRA and FCA. What is [...]

Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? Join us as we delve into the world of Lexcel with insights from John [...]

In the intricate world of Anti-Money Laundering (AML) compliance, the stakes are high and the responsibilities vast.  Some law firms rely on central ‘onboarding’ teams to undertake [...]