The Solicitors Disciplinary Tribunal (SDT) recently heard the case of Ian Patrick Charles Clay, which contains important lessons about the effect of overwork on ethical decision-making. Facts and [...]
With the festive season upon us, bringing with it a spirit of joy and celebration, what better time for COLPs to receive an email from the SRA about that less-than-cheery modern phenomenon: [...]
Ashfords LLP, a prominent regional law firm, was recently fined over £100,000 by the Solicitors Regulation Authority (SRA) due to failures in complying with anti-money laundering (AML) [...]
Complaints management is unfortunately a critical aspect of legal practice. Solicitors and law firms must navigate complaints with skill and care. It is an area that the SRA takes seriously, so [...]
Insurance distribution is a regulated financial service. Solicitors involved in insurance distribution activities need to adhere to specific rules and regulations set by the SRA and FCA. What is [...]
Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? Join us as we delve into the world of Lexcel with insights from John [...]
In the intricate world of Anti-Money Laundering (AML) compliance, the stakes are high and the responsibilities vast. Some law firms rely on central ‘onboarding’ teams to undertake [...]
The legal sector was recently shaken by the case of Oliver Bretherton, a former legal director at an international law firm, who was struck off by the Solicitors Disciplinary Tribunal (SDT) for [...]
In law’s firm grasp where trust is a must, Compliance not just advice, but a binding thrust. Regulated firms in England and Wales, Heed the SRA’s stern warning tales. Money [...]
Solicitors beware. There was a sinister and unexpected change in the SRA’s tone towards law firm compliance at the annual COLP COFA conference, held on 18 October 2023. As 800 practitioners [...]
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