We all know that the SRA views the roles of Compliance Officer for Legal Practice (COLP) and Compliance Officer for Finance and Administration (COFA) as being central to law firm compliance and [...]
When solicitors are facing an SRA investigation, it’s natural for them to feel apprehensive about the potential impact on their career. Readers of our newsletter will be familiar with the [...]
In recent actions by the Solicitors Regulation Authority (SRA), drink-driving has become significantly more costly for solicitors, serving as a stark reminder of the regulator’s expected [...]
Vigilance against money laundering and terrorist financing is not just a matter of ethical responsibility but a strict regulatory requirement. Suspicious Activity Reports (SARs) form the [...]
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