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Archives

Monthly Archive for: "December, 2023"
 More cautionary tales: Solicitors accounting systems and “Rule 8”
0
By Jonathon Bray
In Industry Insights
Posted 22nd December 2023

More cautionary tales: Solicitors accounting systems and “Rule 8”

As the season of giving and reflection approaches, we can draw inspiration from the timeless Christmas tales of Charles Dickens to explore the importance of adherence to Rule 8 of the SRA [...]

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 A cautionary tale: The impact of work pressure on legal ethics
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By Jonathon Bray
In Industry Insights
Posted 21st December 2023

A cautionary tale: The impact of work pressure on legal ethics

The Solicitors Disciplinary Tribunal (SDT) recently heard the case of Ian Patrick Charles Clay, which contains important lessons about the effect of overwork on ethical decision-making. Facts and [...]

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 A festive reminder: Safeguarding your firm against cybercrime this Christmas
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By Jonathon Bray
In Industry Insights
Posted 15th December 2023

A festive reminder: Safeguarding your firm against cybercrime this Christmas

With the festive season upon us, bringing with it a spirit of joy and celebration, what better time for COLPs to receive an email from the SRA about that less-than-cheery modern phenomenon: [...]

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 Lessons learned: £100K fine for law firm’s AML compliance failures
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By Jonathon Bray
In Industry Insights
Posted 8th December 2023

Lessons learned: £100K fine for law firm’s AML compliance failures

Ashfords LLP, a prominent regional law firm, was recently fined over £100,000 by the Solicitors Regulation Authority (SRA) due to failures in complying with anti-money laundering (AML) [...]

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 Effective complaints handling for solicitors (Top Tips)
0
By Jonathon Bray
In Industry Insights
Posted 8th December 2023

Effective complaints handling for solicitors (Top Tips)

Complaints management is unfortunately a critical aspect of legal practice. Solicitors and law firms must navigate complaints with skill and care. It is an area that the SRA takes seriously, so [...]

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