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Archives

Monthly Archive for: "April, 2023"
 Sanctions checks and GDPR – what’s your lawful basis for processing third party personal data?
0
By Jonathon Bray
In Industry Insights
Posted 27th April 2023

Sanctions checks and GDPR – what’s your lawful basis for processing third party personal data?

Rachael Eyre, our Head of Regulatory Services and data protection practitioner, asks whether firms can validly sanctions-check third parties without express consent. In our recent webinar we [...]

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 COLPs: Are you ready for the SRA sanctions questionnaire? [31 May deadline]
0
By Jonathon Bray
In Industry Insights
Posted 27th April 2023

COLPs: Are you ready for the SRA sanctions questionnaire? [31 May deadline]

The regulator of solicitors in England and Wales has announced a new round of sanctions assessments. This takes the form of a mandatory SRA sanctions questionnaire. The assessment will be sent by [...]

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 Are our AML processes OTT for ‘out of scope’ work?
0
By Jonathon Bray
In Industry Insights
Posted 27th April 2023

Are our AML processes OTT for ‘out of scope’ work?

We all know that anti-money laundering compliance is an important part of any law firm’s risk management. Get it wrong, and the consequences can be severe.  But AML compliance can place [...]

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