Supervision in law firms – 10 practical tips
Samantha Bray examines the regulatory requirements of supervision in law firms. There are a lot of horror stories that underline the importance of supervision. How about, for starters: The [...]
What is a Regulation 21 independent audit and why do we need one?
Carly Fallon discusses the often-overlooked ‘independent audit’ requirement of the Money Laundering Regulations. It will come as no surprise that Anti-Money Laundering (AML) is a priority area [...]
How often should you run AML training? (Hint: it depends on risk)
Firms always struggle with this. Rachael Eyre asks: how much AML training is enough? How much is too much? What counts as AML training? There is no universally recognised ‘best’ format for AML [...]
