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Archives

Tag Archives for: "SRA"
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By Jonathon Bray
In COLP and COFA News, Industry Insights, Jon's Blog, Newsletter
Posted 10th July 2014

SRA Risk Outlook 2014/15 Update- A whistle-stop tour

The SRA has published an update to its Risk Outlook and warns legal professionals of the risks currently facing law firms. The report contains a table of today’s key risks: Misuse of money or [...]

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By Jonathon Bray
In COLP and COFA News, Industry Insights, Jon's Blog, Newsletter
Posted 23rd October 2013

Compliance Failures – material or not?

COLPs and COFAs are under a duty to keep a record of all compliance failures and to report breaches to the SRA as required.  In the case of “material” (i.e. serious) breaches, as a rule of thumb [...]

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By Jonathon Bray
In COLP and COFA News, Industry Insights, Industry Insights, Jon's Blog, Newsletter
Posted 23rd October 2013

Meet the SRA Regulators – Andrew Garbutt

We talk to Andrew Garbutt, Director of Risk at the SRA Please give a brief background about yourself and explain your role at the SRA. I started working in the Law Society group in 2005 working [...]

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By Jonathon Bray
In Industry Insights, Industry Insights, Jon's Blog, Newsletter
Posted 17th October 2013

Hot Topic – Financial Stability say the SRA

When the SRA launched its “Risk Outlook” in July there was no doubt that the most significant risk identified was financial difficulty/stability. At the heart of the matter is [...]

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By Jonathon Bray
In Industry Insights, Industry Insights, Jon's Blog, Newsletter
Posted 17th October 2013

Legal Service Board Alternative Business Structures Survey 2013 – Headline Figures

Over the summer the Legal Service Board (LSB) conducted a survey of the 193 Alternative Business Structures (ABS) licence holders (38 CLC and the remainder SRA). The survey set out to gather [...]

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By Jonathon Bray
In COLP and COFA News, Industry Insights, Industry Insights, Jon's Blog
Posted 25th July 2013

Personal Injury inducements. Where do you stand COLP?

The SRA’s decision not to ban Personal Injury inducements and incentives has put the cat amongst the pigeons, hasn’t it?  And now APIL’s Chief Executive, Deborah Evans, has [...]

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