Compliance Failures – material or not?
COLPs and COFAs are under a duty to keep a record of all compliance failures and to report breaches to the SRA as required. In the case of “material” (i.e. serious) breaches, as a rule of thumb [...]
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Meet the SRA Regulators – Andrew Garbutt
We talk to Andrew Garbutt, Director of Risk at the SRA Please give a brief background about yourself and explain your role at the SRA. I started working in the Law Society group in 2005 working [...]
Hot Topic – Financial Stability say the SRA
When the SRA launched its “Risk Outlook” in July there was no doubt that the most significant risk identified was financial difficulty/stability. At the heart of the matter is [...]
