Several hundred firms could start the New Year without having their compliance officers in place, the SRA Executive Director with overall responsibility for the appointment of these key roles, warned today.
Samantha Barrass told the Risk Management for Law Firms conference at Holborn Bars, that, while the majority of the profession – well above 90 percent – had been fully co-operative with the nominations process, there was still a significant number of firms, largely in the small firm category (up to four partners) who had failed either to complete the process or even start it.
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