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Archives

Author Archive for: "Jonathon Bray"
 A festive reminder: Safeguarding your firm against cybercrime this Christmas
0
By Jonathon Bray
In Industry Insights
Posted 15th December 2023

A festive reminder: Safeguarding your firm against cybercrime this Christmas

With the festive season upon us, bringing with it a spirit of joy and celebration, what better time for COLPs to receive an email from the SRA about that less-than-cheery modern phenomenon: [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 8 December 2023
0
By Jonathon Bray
In
Posted 8th December 2023

✅ COLP Insider – The SRA Compliance Newsletter 8 December 2023

Effective complaints handling for solicitors (Top Tips) Complaints management is unfortunately a critical aspect of legal practice. Solicitors and law firms must navigate complaints with skill [...]

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 Lessons learned: £100K fine for law firm’s AML compliance failures
0
By Jonathon Bray
In Industry Insights
Posted 8th December 2023

Lessons learned: £100K fine for law firm’s AML compliance failures

Ashfords LLP, a prominent regional law firm, was recently fined over £100,000 by the Solicitors Regulation Authority (SRA) due to failures in complying with anti-money laundering (AML) [...]

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 Effective complaints handling for solicitors (Top Tips)
0
By Jonathon Bray
In Industry Insights
Posted 8th December 2023

Effective complaints handling for solicitors (Top Tips)

Complaints management is unfortunately a critical aspect of legal practice. Solicitors and law firms must navigate complaints with skill and care. It is an area that the SRA takes seriously, so [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 24 November 2023
0
By Jonathon Bray
In
Posted 24th November 2023

✅ COLP Insider – The SRA Compliance Newsletter 24 November 2023

Understanding Lexcel Accreditation: An Introduction for Law Firms Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? [...]

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 Insurance distribution: A summary of the rules for law firms
0
By Jonathon Bray
In Industry Insights
Posted 24th November 2023

Insurance distribution: A summary of the rules for law firms

Insurance distribution is a regulated financial service. Solicitors involved in insurance distribution activities need to adhere to specific rules and regulations set by the SRA and FCA. What is [...]

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 Understanding Lexcel Accreditation: An Introduction for Law Firms
0
By Jonathon Bray
In Industry Insights
Posted 24th November 2023

Understanding Lexcel Accreditation: An Introduction for Law Firms

Are you considering Lexcel accreditation for your law firm? Wondering about its benefits and how it can elevate your practice? Join us as we delve into the world of Lexcel with insights from John [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 10 November 2023
0
By Jonathon Bray
In
Posted 10th November 2023

✅ COLP Insider – The SRA Compliance Newsletter 10 November 2023

Addressing Sexual Misconduct: Lessons for law firms from the Bretherton case The legal sector was recently shaken by the case of Oliver Bretherton, a former legal director at an international law [...]

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 Why File Handlers Must Spearhead AML Risk Assessment in Law Firms
0
By Jonathon Bray
In Industry Insights
Posted 10th November 2023

Why File Handlers Must Spearhead AML Risk Assessment in Law Firms

In the intricate world of Anti-Money Laundering (AML) compliance, the stakes are high and the responsibilities vast.  Some law firms rely on central ‘onboarding’ teams to undertake [...]

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 Addressing Sexual Misconduct: Lessons for Law Firms from the Bretherton Case
0
By Jonathon Bray
In Industry Insights
Posted 10th November 2023

Addressing Sexual Misconduct: Lessons for Law Firms from the Bretherton Case

The legal sector was recently shaken by the case of Oliver Bretherton, a former legal director at an international law firm, who was struck off by the Solicitors Disciplinary Tribunal (SDT) for [...]

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