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Archives

Author Archive for: "Jonathon Bray"
 ✅ COLP Insider – The SRA Compliance Newsletter 15 March 2024
0
By Jonathon Bray
In
Posted 15th March 2024

✅ COLP Insider – The SRA Compliance Newsletter 15 March 2024

Welcome to this edition of our newsletter, where we delve into the world of legal regulation, compliance and ethics. In this issue, we spotlight the Dentons SDT case and its implications for [...]

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 The Dentons SDT case: A shift in regulatory enforcement?
0
By Jonathon Bray
In Industry Insights
Posted 15th March 2024

The Dentons SDT case: A shift in regulatory enforcement?

The recent tribunal decision involving Dentons and the Solicitors Regulation Authority (SRA) has sparked significant discussion within the legal sector, especially in the wake of AML fines [...]

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 LSB conference summary: “Reshaping legal services”
0
By Jonathon Bray
In Industry Insights
Posted 15th March 2024

LSB conference summary: “Reshaping legal services”

The recent LSB conference on reshaping the legal profession covered important themes such as promoting ethics and trust, understanding consumer needs, and preparing for future challenges, notably [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 1 March 2024
0
By Jonathon Bray
In
Posted 1st March 2024

✅ COLP Insider – The SRA Compliance Newsletter 1 March 2024

Dydd Gŵyl Dewi Hapus (or Happy St David’s Day)! Welcome to our latest edition of COLP Insider, where we delve into the critical compliance updates and insights affecting solicitors today. [...]

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 SRA sanctions risk assessment guidance: What solicitors need to know
0
By Jonathon Bray
In Industry Insights
Posted 1st March 2024

SRA sanctions risk assessment guidance: What solicitors need to know

The Solicitors Regulation Authority (SRA) has issued guidance on conducting firm-wide sanctions risk assessments, which sits alongside its general guidance on complying with the UK sanctions [...]

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 Financial Stability and Viability: A Critical Imperative for SRA Law Firms
0
By Jonathon Bray
In Industry Insights
Posted 1st March 2024

Financial Stability and Viability: A Critical Imperative for SRA Law Firms

This is a guest post from our friends at Gemstone Legal. The original content can be viewed here. In the ever-changing landscape of the legal profession, one thing remains constant: too many law [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 19 February 2024
0
By Jonathon Bray
In
Posted 18th February 2024

✅ COLP Insider – The SRA Compliance Newsletter 19 February 2024

Hello and welcome to another edition of COLP Insider. Publication was slightly delayed this week due to half term, but we intend to revert our usual Friday afternoon slot from 1 March. In this [...]

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 Self-assessment exercise: A COLP and COFA training needs checklist
0
By Jonathon Bray
In Industry Insights
Posted 18th February 2024

Self-assessment exercise: A COLP and COFA training needs checklist

We all know that the SRA views the roles of Compliance Officer for Legal Practice (COLP) and Compliance Officer for Finance and Administration (COFA) as being central to law firm compliance and [...]

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 SRA Investigations: What to expect when the regulator comes knocking
0
By Jonathon Bray
In Industry Insights
Posted 18th February 2024

SRA Investigations: What to expect when the regulator comes knocking

When solicitors are facing an SRA investigation, it’s natural for them to feel apprehensive about the potential impact on their career. Readers of our newsletter will be familiar with the [...]

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 ✅ COLP Insider – The SRA Compliance Newsletter 2 February 2024
0
By Jonathon Bray
In
Posted 2nd February 2024

✅ COLP Insider – The SRA Compliance Newsletter 2 February 2024

Happy Friday and welcome to our latest COLP Insider newsletter, a curated compilation designed to navigate the complexities of never-ending regulation. In this edition, we look at the intricacies [...]

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