A COLP’s hardest conversation
There’s a moment every COLP recognises. A partner leans back and says, “We’ve always done it this way.” Or: “Don’t overthink it.” Or (a personal favourite): “We’ll tidy it up later.” It’s rarely [...]
COFAs are in the spotlight in 2026
The SRA may have stepped back from immediate, sweeping change to the client account model, but it has kept the regulatory spotlight firmly on COFAs. Its latest consumer protection consultation [...]
What your SAR sign tells you about why you don’t submit Suspicious Activity Reports – and how to change your behaviour
By Sophie Cisler New year, new you? If you’re thinking about your AML compliance, assessing your track record of assessing and submitting Suspicious Activity Reports (SARs) is a good place to [...]
