By Samantha Bray Shutting the doors of a firm you’ve built or led is unlikely to feel like a compliance task. It’s much more personal. You’ll feel the weight of responsibility to clients, your [...]
Mergers, ownership changes, insolvencies and outsourcing projects all create pressure to move large numbers of client files at speed. It’s tempting to treat the exercise like warehousing: count [...]
By Samantha Bray In a sector where reputation is everything, your ethics are your competitive advantage. Working in risk and compliance, we spend a lot of time helping firms navigate regulations, [...]
Off the back of our recent webinar with Gary Horswell from Ntegrity, here is a practical, step-by-step way to prepare your solicitors PII proposal so you’re not firefighting in the week of [...]
By Liz Bond Rule 3.3 of the SRA Accounts Rules, which prohibits the use of a client account as a banking facility, often causes considerable stress and raises a number of questions. This is why [...]
By Sophie Cisler It’s a simple question, and a seemingly simple answer. Who can conduct litigation? Answer: Authorised individuals as per the Legal Services Act 2007. And yet, it’s really not an [...]
We’ll never share your email address and you can opt out at any time, we promise
