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Archives

Monthly Archive for: "October, 2015"
0
By Jonathon Bray
In Industry Insights, Industry Insights
Posted 22nd October 2015

Phil Tate from Consilium talks to us about changes being considered in the PII market

What are the main changes currently being considered by the SRA? The current SRA consultation considers the indemnity insurance rules and compensation fund. Changes are being considered to the [...]

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0
By Jonathon Bray
In Industry Insights, Industry Insights
Posted 21st October 2015

Money laundering in the legal profession in 2015

A packed audience attended the annual Solicitors Regulation Authority (SRA) Compliance Conference last week to hear more about the regulator’s current and future focus. Money laundering was a [...]

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0
By Jonathon Bray
In Industry Insights, Industry Insights
Posted 13th October 2015

Risk 8 – Money laundering – inadequate systems and control over the transfer of money

With the Financial Action Task Force (FATF) highlighting the legal sector as being ‘high risk’ for money laundering, it stands to reason that it is also one of the eight risks cited in the SRA’s [...]

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0
By Jonathon Bray
In Industry Insights, Industry Insights
Posted 13th October 2015

ABS Success: RM Company Services

We are pleased to share more ABS news – RM Company Services, one of the UK’s leading suppliers of company information have, with our help, successfully navigated the SRA authorisation [...]

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0
By Jonathon Bray
In Industry Insights, Industry Insights
Posted 6th October 2015

Risk 7 – Information security and cybercrime

Client confidentiality is not a new thing – it has always been there – it is a core professional responsibility. However, in an ever increasing IT focused world, the dangers and potential risk of [...]

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