Rebecca MaximRisk and Compliance Consultant

Rebecca is a former practising solicitor with over 15 years experience of working in a variety of compliance and regulatory roles for the Solicitors Regulation Authority (SRA) and in mixed service law firms. She worked as a senior adviser in the ethics guidance service for the SRA and co-authored the SRA Code of Conduct 2011. Rebecca more latterly worked as the Head of Risk and Compliance for a major law firm in the West Midlands.

Rebecca finds that her problem solving approach and extensive knowledge of regulatory requirements, which  includes the SRA Accounts Rules and anti-money laundering regulations, is of great assistance in helping firms find pragmatic solutions to the many issues and risks  that can arise within private practice.

 

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