On 26 March, we hosted a thought-provoking webinar focusing on Third-Party Managed Accounts (TPMAs) and their potential implications for solicitors. While the exact outcome of the SRA’s [...]
The SRA has issued yet another anti-money laundering (AML) fine – this time hitting a firm with a £25,000 penalty for failures in its source of funds (SOF) and source of wealth (SOW) [...]
By Sophie Cisler It’s a chilling thought, isn’t it? The stark reality that any one of us could be facing the consequences of a compliance misstep, no matter how diligently we strive to do the [...]
Solicitors, COLPs, MLCOs and MLROs are on the front lines of the fight against financial crime. The SRA has been crystal clear about the importance the regulator places on comprehensive client [...]
By Sophie Cisler The UK’s new “failure to prevent fraud offence,” coming into effect on 1 September 2025, puts a direct onus on large organisations to proactively combat fraud. [...]
By Samantha Bray Let’s be honest – file reviews aren’t exactly the most exciting part of being a solicitor. They take time, require attention to detail, and can feel like yet another [...]
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