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Archives

Monthly Archive for: "October, 2023"
 Change of tone – SRA issues warnings to solicitors at its annual COLP COFA Conference
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By Jonathon Bray
In Industry Insights
Posted 27th October 2023

Change of tone – SRA issues warnings to solicitors at its annual COLP COFA Conference

Solicitors beware. There was a sinister and unexpected change in the SRA’s tone towards law firm compliance at the annual COLP COFA conference, held on 18 October 2023.  As 800 practitioners [...]

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 Infographic: Source of funds and source of wealth
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By Jonathon Bray
In Industry Insights
Posted 13th October 2023

Infographic: Source of funds and source of wealth

Use this handy infographic to cut through the noise surrounding source of funds requirements. After conducting your risk assessment on the client and transaction, ask these three questions: [...]

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 Hot topics: How to avoid unnecessary SRA fines and reputation damage
0
By Jonathon Bray
In Industry Insights
Posted 13th October 2023

Hot topics: How to avoid unnecessary SRA fines and reputation damage

You may have noticed that the regulator has been busy flexing its new fining powers recently. The SRA can slap fines of up to £25,000 without reference to the Solicitors Disciplinary Tribunal. [...]

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